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SEC seeks comment on crypto handling in OTC broker-dealer rule

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SEC seeks comment on crypto handling in OTC broker-dealer rule
« on: March 17, 2026, 06:17:07 PM »
SEC seeks comment on crypto handling in OTC broker-dealer rule

SEC seeks comment on crypto handling in OTC broker-dealer rule

The SEC has proposed narrowing Rule 15c2-11 to equity securities only, and is now seeking comment on whether it should apply to certain crypto assets, among other questions. 


Source: SEC seeks comment on crypto handling in OTC broker-dealer rule
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